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DP-ES: Differentially Private Evolution Strategies for Prompt Optimization

Ziniu Liu, Aiping Li, Yue Han, Han Yu, Junjian Zhang, Dong Zhu, Changjian Li, Shiqiang Zhang

Latestcs.CLcs.LGcs.AIcs.CV
arXiv ID
2610.06236 v1
Category
Submitted
2026-10-05

Abstract

Token-level differentially private (DP) prompt optimization methods such as DP-OPT can become unstable under tight privacy budgets: on GSM8K, DP-OPT obtains $49.5\pm28.5\%$ across 30 runs, and a logged search trajectory reveals prompt-template drift and noise-sensitive irreversible choices. We diagnose these as structural consequences of greedy token-by-token construction over privately aggregated counts. We then propose DP-ES (Differentially Private Evolution Strategies), a structurally cleaner alternative that maintains a population of full prompts, mutates them via LLM calls that never access the private dataset, and spends privacy only on sampled-Gaussian evaluation; deterministic or Gumbel-smoothed selection is post-processing. Under a conservative $(\varepsilon\leq1.0,δ=10^{-5})$ guarantee, DP-ES achieves 88.1% on GSM8K (+38.6 pp over DP-OPT, approximately 9 times lower standard deviation), 99.7% on MedQA, 73.5% on BANKING77, and 86.8% on Alpaca. It is also 2.5 times faster in wall-clock time and uses 3.3 times fewer logged private-data call groups than DP-OPT. Selection and population ablations, implementation-level noise checks, and a 200-profile exact-match memorization stress test complement the formal guarantee. Scope: Our experiments establish optimization robustness under DP noise, especially where prompt structure is critical; end-to-end validation on genuinely sensitive, non-saturated deployment data remains future work.

Comment: Accepted at EMNLP 2026 (Main Conference). Code: https://github.com/StephCpa/dp-es

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