Towards a mathematical theory of superposition
Michael I. Ivanitskiy, John Jasper, Emily J. King, Dustin G. Mixon
Abstract
We develop a mathematical theory of superposition in neural networks using tools from frame theory and compressed sensing. In our model, a sparse binary vector \(x\) of active features is encoded through an overcomplete dictionary \(W\), and feature recovery is performed by applying \(\operatorname{ReLU}(W^\top W x+b)\) with an appropriate bias vector \(b\). We prove several recovery theorems for this model. In the random-support setting, we establish high-probability support recovery for nearly tight, low-coherence dictionaries, with guarantees when the expected sparsity is up to order \(d/\log n\). In the worst-case support setting, we give a sharp and computable criterion for which sparsity levels permit support recovery. We apply this criterion to Gaussian random matrices and equiangular tight frames. For real equiangular tight frames with \(n>d+1\), we determine the exact recovery threshold in terms of the coherence. The proof of this result for real equiangular tight frames relies on a novel characterization---which should be of independent interest to frame theorists---of the distribution of signs in the Gram matrix.